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Advisor at LPL FINANCIAL LLC
Houston, TX | SAN DIEGO, CA | HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 20, 2026 | n/a | yes | HOUSTON, TX|Houston, TX|SAN DIEGO, CA | Current employment |
| AMERITAS ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 1, 2021 | Feb 26, 2026 | no | Houston, TX | Previous registration |
| AMERITAS ADVISORY SERVICES | Former SEC adviser | Sep 27, 2018 | Nov 1, 2021 | no | LINCOLN, NE|HOUSTON, TX|Austin, TX|Glendale, AZ|Lincoln, NE|Austin, TX|Omaha, NE | Previous registration |
| EDWARD JONES | National bd RIA | Dec 10, 2014 | May 31, 2018 | no | HOUSTON, TX|HOUSTON, TX|ST LOUIS, MO|SPRING, TX|Spring, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERITAS ADVISORY SERVICES, LLC | LPL FINANCIAL LLC | Feb 26, 2026 | Feb 20, 2026 | -6 | Firm change | Ibd to ibd |
| AMERITAS ADVISORY SERVICES | AMERITAS ADVISORY SERVICES, LLC | Nov 1, 2021 | Nov 1, 2021 | 0 | Bulk transfer | Ibd to ibd |
| EDWARD JONES | AMERITAS ADVISORY SERVICES | May 31, 2018 | Sep 27, 2018 | 119 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 317245:6413:TX:2026-02-24 | Feb 26, 2026 | Feb 20, 2026 | HOUSTON, TX | Firm change |