RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Q••••• T• W•••••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 20, 2026 · Houston, Tx
- A••••••• A••••••• S•••••••• L•• BD affiliatedNov 1, 2021 to Feb 26, 2026 · Houston, Tx
- A••••••• A••••••• S••••••• formerSep 27, 2018 to Nov 1, 2021 · Lincoln, Ne
- E••••• J•••• national BDDec 10, 2014 to May 31, 2018 · Houston, Tx
- A••••••• A••••••• S•••••••• L•• to L•• F•••••••• L••left Feb 26, 2026, registered Feb 20, 2026 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
- A••••••• A••••••• S••••••• to A••••••• A••••••• S•••••••• L••left Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
- E••••• J•••• to A••••••• A••••••• S•••••••left May 31, 2018, registered Sep 27, 2018 (119 days) · Affiliated broker-dealer or bank to another
- Q••••• T• W••••••• left A••••••• A••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2026-02-20)Feb 26, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address