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Advisor at LPL FINANCIAL LLC
MERIDIAN, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 3, 2024 | n/a | yes | MERIDIAN, ID | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 1, 2020 | Jan 11, 2024 | no | Meridian, ID | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 12, 2005 | Jul 6, 2020 | no | BOISE, ID|BOISE, ID|BOISE, ID | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Jan 11, 2024 | Jan 3, 2024 | -8 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC | Jul 6, 2020 | Jul 1, 2020 | -5 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:6413:ID:2024-01-11 | Jan 11, 2024 | Jan 3, 2024 | MERIDIAN, ID | Firm change |