RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• G••• R•••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 3, 2024 · Meridian, Id
- A••••••••• F•••••••• S•••••••• L•• national BDJul 1, 2020 to Jan 11, 2024 · Meridian, Id
- W•••• F•••• A••••••• wirehouseJan 12, 2005 to Jul 6, 2020 · Boise, Id
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Jan 11, 2024, registered Jan 3, 2024 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Jul 6, 2020, registered Jul 1, 2020 (-5 days) · Wirehouse to affiliated broker-dealer or bank
- C••••••••• G••• R••••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2024-01-03)Jan 11, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address