DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•• R••••••••• P••• A•••••••
Latest filing Apr 29, 2026
First filing on the tape Mar 7, 2022 · 11 filings
SEC status approved since Apr 11, 2022
RAUM
$336M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$84.1M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$336M as of Apr 29, 2026
Mar 3, 2023$347M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Apr 29, 2026
Mar 3, 20235 then
Employees (5.A)3 as of Apr 29, 2026
Mar 3, 20235 then
Private funds: no history
RAUM +24% over the last fiscal year-1.0% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- retirement p••• adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $84.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $10.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$336M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 31reported
- Charitable clients
- n/areported
- Accounts
- 31reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, commissionsreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• E•••••••• E••Certified Financial Planner | Austin, Tx | Apr 14, 2022 | 11 y | 1 |
| V••••••• M••••• P•••••Certified Financial Planner | Austin, Tx | May 6, 2022 | 31 y | 2 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount1 left over 36 months
Left, latest
- T••••• M••••• to R•••••• P• S•••••••• A••••••••• I•••Jan 21, 2026 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••••• B•••••• C•••••• · Managing Partner/Ccocontrolsince 01/2022 · owns less than 5%
- S••••••••• B•••••• C•••••• · Managing Partner/Ccocontrolsince 02/2022 · owns 25% to 50% of R•••••• P• S•••••••• H•••••••
Entity owners
- R•••••• P• S•••••••• H••••••• · Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- R•••••• P• S•••••••• A••••••••• I•••investment advisernRAUM $905M
- S•••••••• I••••••••• M•••••••••investment advisernRAUM $40.8M
Advisers that list R•• R••••••••• P••• A••••••• as a related person
- 109080 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Austin, Tx · principal | 4 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 3Mar 11, 2026 to Apr 29, 2026
- Employees · 4 to 3Mar 11, 2026 to Apr 29, 2026
- State-registered IARs · 4 to 3Mar 11, 2026 to Apr 29, 2026
- Accounts · 29 to 31May 20, 2025 to Mar 11, 2026
- Advisory employees · 5 to 4May 20, 2025 to Mar 11, 2026
- Pension plan clients · 29 to 31May 20, 2025 to Mar 11, 2026
- Employees · 5 to 4May 20, 2025 to Mar 11, 2026
- Discretionary RAUM · $272M to $336MMay 20, 2025 to Mar 11, 2026
- Pension RAUM · $272M to $336MMay 20, 2025 to Mar 11, 2026
- RAUM · $272M to $336MMay 20, 2025 to Mar 11, 2026
- Financial planning clients · unset to Mar 18, 2025 to May 20, 2025
- Accounts · 30 to 29Sep 13, 2024 to Mar 18, 2025
- Pension plan clients · 30 to 29Sep 13, 2024 to Mar 18, 2025
- Discretionary RAUM · $444M to $272MSep 13, 2024 to Mar 18, 2025
- Pension RAUM · $444M to $272MSep 13, 2024 to Mar 18, 2025
- RAUM · $444M to $272MSep 13, 2024 to Mar 18, 2025
- Advisory employees · 4 to 5Jul 25, 2024 to Sep 13, 2024
- Employees · 4 to 5Jul 25, 2024 to Sep 13, 2024
- Commission compensation · false to trueFeb 13, 2024 to Jul 25, 2024
- Accounts · 23 to 30Aug 14, 2023 to Feb 13, 2024
- Advisory employees · 5 to 4Aug 14, 2023 to Feb 13, 2024
- Pension plan clients · 23 to 30Aug 14, 2023 to Feb 13, 2024
- Employees · 5 to 4Aug 14, 2023 to Feb 13, 2024
- State-registered IARs · 5 to 4Aug 14, 2023 to Feb 13, 2024
- Discretionary RAUM · $347M to $444MAug 14, 2023 to Feb 13, 2024
- Pension RAUM · $347M to $444MAug 14, 2023 to Feb 13, 2024
- RAUM · $347M to $444MAug 14, 2023 to Feb 13, 2024
- Accounts · 19 to 23Apr 22, 2022 to Mar 3, 2023
- Pension plan clients · 19 to 23Apr 22, 2022 to Mar 3, 2023
- Discretionary RAUM · $372M to $347MApr 22, 2022 to Mar 3, 2023
- Pension RAUM · $372M to $347MApr 22, 2022 to Mar 3, 2023
- RAUM · $372M to $347MApr 22, 2022 to Mar 3, 2023
Signals
4 dated events
- T••••• M••••• left R•• R••••••••• P••• A••••••• for R•••••• P• S•••••••• A••••••••• I••• (registered 2026-01-21)Jan 21, 2026 · Advisor changed firm · fact
- R•• R••••••••• P••• A••••••• reported RAUM $271.8M, down 39% from $443.6M (2024-09-13 to 2025-03-18)Mar 18, 2025 · RAUM change · derived
- Suggs Darby Armont (Executive Vice President) no longer on Schedule A of R•• R••••••••• P••• A••••••• (listed 2022-04-22, absent 2023-03-03)Mar 3, 2023 · Control person left · inference
- R•• R••••••••• P••• A••••••• filed its initial SEC registration (Form ADV)Mar 7, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- rpsplanadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 512-918-0000reportedpublic record, Form ADV, Apr 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $84.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026