DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W•••••• F••••
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••••• F•••• | Independent wealth | Feb 10, 2025 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| G•••••• I••••••••• M••••••••• | Mixed wealth | Apr 16, 2013 | Apr 12, 2022 | no | INDIANAPOLIS, IN|CARMEL, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G•••••• I••••••••• M••••••••• | W•••••• F•••• | Apr 12, 2022 | Feb 10, 2025 | 1,035 | Firm change after gap | RIA to RIA |
| J••• M••••• S••••••••• L•• | G•••••• I••••••••• M••••••••• | May 15, 2012 | Apr 16, 2013 |
| J••• M••••• S••••••••• L•• | Wirehouse | Oct 1, 2008 | May 15, 2012 | no | Indianapolis, IN | Previous registration |
| J••• M••••• S••••••••• I••• | n/a | Sep 27, 2006 | Oct 1, 2008 | no | INDIANAPOLIS, IN | Previous registration |
| B••• O•• S••••••••• C••••••••• | n/a | Oct 26, 2004 | Sep 27, 2006 | no | INDIANAPOLIS, IN|CHICAGO, IL|INDIANAPOLIS, IN | Previous registration |
| 336 |
| Firm change |
| Other |
| J••• M••••• S••••••••• I••• | J••• M••••• S••••••••• L•• | Oct 1, 2008 | Oct 1, 2008 | 0 | Bulk transfer | Other |
| B••• O•• S••••••••• C••••••••• | J••• M••••• S••••••••• I••• | Sep 27, 2006 | Sep 27, 2006 | 0 | Bulk transfer | Other |