DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Tracy Ann Lawson
At current firm
1 y
since Feb 10, 2025
In the industry
29 y
since May 7, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Woodley Farra independent RIA currentsince Feb 10, 2025 · Indianapolis, In
- Goelzer Investment Management mixed wealthApr 16, 2013 to Apr 12, 2022 · Indianapolis, In
- J.P. Morgan Securities LLC wirehouseOct 1, 2008 to May 15, 2012 · Indianapolis, In
- J.P. Morgan Securities Inc. unclassifiedSep 27, 2006 to Oct 1, 2008 · Indianapolis, In
- Banc One Securities Corporation unclassifiedOct 26, 2004 to Sep 27, 2006 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- Goelzer Investment Management to Woodley Farraleft Apr 12, 2022, registered Feb 10, 2025 (1035 days) · RIA to RIA
- J.P. Morgan Securities LLC to Goelzer Investment Managementleft May 15, 2012, registered Apr 16, 2013 (336 days) · Other
- J.P. Morgan Securities Inc. to J.P. Morgan Securities LLCleft Oct 1, 2008, registered Oct 1, 2008 (0 days) · corporate re-registration, not a move
- Banc One Securities Corporation to J.P. Morgan Securities Inc.left Sep 27, 2006, registered Sep 27, 2006 (0 days) · corporate re-registration, not a move
Signals
- Tracy Ann Colson left Goelzer Investment Management for Woodley Farra (registered 2025-02-10)Apr 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address