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Advisor at WELLS FARGO ADVISORS
ST. LOUIS, MO | SOUTH PASADENA, CA | LOS ANGELES, CA | PASADENA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 31, 2026 | n/a | yes | PASADENA, CA|ST. LOUIS, MO | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 5, 2021 | n/a | yes | LOS ANGELES, CA|SOUTH PASADENA, CA | Current employment |
| MORGAN STANLEY | Wirehouse | Mar 11, 2019 | May 12, 2021 | no | Pasadena, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Dec 5, 2016 | Mar 26, 2019 | no | WOODLAND HILLS, CA | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Apr 5, 2012 | Dec 5, 2016 | no | Pasadena, CA|BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | May 12, 2021 | May 5, 2021 | -7 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Mar 26, 2019 | Mar 11, 2019 | -15 | Firm change | Wirehouse to wirehouse |
| RAYMOND JAMES & ASSOCIATES, INC. | WELLS FARGO ADVISORS | Dec 5, 2016 | Dec 5, 2016 | 0 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:149777:CA:2019-03-26 | Mar 26, 2019 | Mar 11, 2019 | WOODLAND HILLS, CA | Firm change |