RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince Mar 31, 2026 · Pasadena, Ca
- W•••• F•••• A••••••• wirehouse currentsince May 5, 2021 · Los Angeles, Ca
- M••••• S•••••• wirehouseMar 11, 2019 to May 12, 2021 · Pasadena, Ca
- W•••• F•••• A••••••• wirehouseDec 5, 2016 to Mar 26, 2019 · Woodland Hills, Ca
- R•••••• J•••• • A••••••••• I••• national BDApr 5, 2012 to Dec 5, 2016 · Pasadena, Ca
- M••••• S•••••• to W•••• F•••• A•••••••left May 12, 2021, registered May 5, 2021 (-7 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M••••• S••••••left Mar 26, 2019, registered Mar 11, 2019 (-15 days) · Wirehouse to wirehouse · moved with a team
- R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••left Dec 5, 2016, registered Dec 5, 2016 (0 days) · Affiliated broker-dealer or bank to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address