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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Adam Beach

Advisor at WELLS FARGO ADVISORS

MINNEAPOLIS, MN | MEDINA, MN | BROOKLYN PARK, MN | CHASKA, MN

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Search this name across graphsid dfx:ria:eaf60474-1ccc-e6b1-f03d-b5d71c31d444

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 12, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 12, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 12, 2015
First registration: Jun 12, 2015
Dual registered: yes, broker-dealer
Other names: ADAM M BEACH
IAPD individual key: 6394674

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jan 10, 2025	n/a	yes	MEDINA, MN\|MINNEAPOLIS, MN\|BROOKLYN PARK, MN\|CHASKA, MN	Current employment
TRANSAMERICA RETIREMENT ADVISORS, LLC	Bd affiliated wealth	Feb 21, 2019	Dec 5, 2024	no	St. Paul, MN\|Eagan, MN	Previous registration
STAR CAPITAL INC.	Independent wealth	Nov 9, 2018	Feb 13, 2019	no	EDINA, MN	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	May 25, 2017	Nov 12, 2018	no	GOLDEN VALLEY, MN\|Prior Lake, MN	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 12, 2015	May 17, 2017	no	MINNEAPOLIS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRANSAMERICA RETIREMENT ADVISORS, LLC	WELLS FARGO ADVISORS	Dec 5, 2024	Jan 10, 2025	36	Firm change	Ibd to wirehouse
STAR CAPITAL INC.	TRANSAMERICA RETIREMENT ADVISORS, LLC	Feb 13, 2019	Feb 21, 2019	8	Firm change	RIA to RIA
THRIVENT INVESTMENT MANAGEMENT INC.	STAR CAPITAL INC.	Nov 12, 2018	Nov 9, 2018	-3	Firm change	Ibd to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	THRIVENT INVESTMENT MANAGEMENT INC.	May 17, 2017	May 25, 2017	8	Firm change	Other

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jan 10, 2025 to presentfactForm ADV
→ TRANSAMERICA RETIREMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 21, 2019 to Dec 5, 2024factForm ADV
→ STAR CAPITAL INC.Registered adviserregistration: previous registration
Nov 9, 2018 to Feb 13, 2019factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
May 25, 2017 to Nov 12, 2018factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 12, 2015 to May 17, 2017factForm ADV

Dated events

Occurred
Dec 5, 2024
Advisor changed firm
Adam Beach left Transamerica Retirement Advisors, Llc for Wells Fargo Advisors (registered 2025-01-10)
Form ADVobserved 5 days ago