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Advisor at COMMONWEALTH FINANCIAL NETWORK
Marietta, GA | Alpharetta, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jul 14, 2025 | n/a | yes | Marietta, GA|Alpharetta, GA | Current employment |
| LION STREET ADVISORS, LLC | Former SEC adviser | Aug 1, 2018 | Dec 31, 2019 | no | Atlanta, GA | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Nov 4, 2014 | Jul 31, 2018 | no | ATLANTA, GA | Previous registration |
| CSENGE ADVISORY GROUP, LLC | Independent wealth | Sep 12, 2014 | Jul 14, 2025 | no | CLEARWATER, FL|Atlanta, GA | Previous registration |
| MORGAN STANLEY | Wirehouse | Apr 23, 2013 | Sep 19, 2014 | no | Alpharetta, GA|Atlanta, GA|ATLANTA, GA|Atlanta, GA | Previous registration |
| GOLDMAN SACHS WEALTH SERVICES, L.P. | Bd affiliated wealth | Feb 20, 2003 | Jan 18, 2013 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CSENGE ADVISORY GROUP, LLC | FSC SECURITIES CORPORATION | Jul 14, 2025 | Nov 4, 2014 | -3,905 | Firm change after gap | Other |
| LION STREET ADVISORS, LLC | COMMONWEALTH FINANCIAL NETWORK | Dec 31, 2019 | Jul 14, 2025 | 2,022 | Firm change after gap | Ibd to ibd |
| FSC SECURITIES CORPORATION | LION STREET ADVISORS, LLC | Jul 31, 2018 | Aug 1, 2018 | 1 | Firm change | Ibd to ibd |
| MORGAN STANLEY | CSENGE ADVISORY GROUP, LLC | Sep 19, 2014 | Sep 12, 2014 | -7 | Firm change | Other |
| GOLDMAN SACHS WEALTH SERVICES, L.P. | MORGAN STANLEY | Jan 18, 2013 | Apr 23, 2013 | 95 | Firm change | Other |