DFX Intelligence

D•••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

D•••• L•••••••••

Advisor at M••••• O• O•••• I••••••• S•••••••• I•••

Omaha, NE | O••••, NE

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Search this name across graphsid dfx:ria:eb343dfb-56c3-c85f-6b47-cad5f432a3af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• O• O•••• I••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 3, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• O• O•••• I••••••• S•••••••• I•••	Independent wealth	Jan 20, 2026	n/a	yes	Omaha, NE\|O••••, NE	Current employment
V•••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Feb 17, 2021	Nov 28, 2025	no	OVERLAND PARK, KS\|OVERLAND PARK, KS\|OVERLAND PARK, KS\|O••••, NE\|HOUSTON, TX\|ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••• F•••••••• A•••••••• I•••	M••••• O• O•••• I••••••• S•••••••• I•••	Nov 28, 2025	Jan 20, 2026	53	Firm change	Ibd to RIA
M•••• W••••• M••••••••• I•••	V•••• F•••••••• A•••••••• I•••	Nov 10, 2015	Feb 17, 2021

Relationships

Registered with (7)

→ M••••• O• O•••• I••••••• S•••••••• I•••Registered adviserregistration: current employment
Jan 20, 2026 to presentfactForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 17, 2021 to Nov 28, 2025factForm ADV
→ M•••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 3, 2012 to Nov 10, 2015factForm ADV
→ O•••• F•• I•••

Dated events

Occurred
Nov 28, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eb343dfb-56c3-c85f-6b47-cad5f432a3af
First observed: Apr 26, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.