DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Derek Loudenback

Mutual Of Omaha Investor Services, Inc.independent RIAOmaha, Ne dual registrantIAPD 4747512

Feed of 09/14/2026

Also filed as Derek Loudenback

At current firm

0 y

since Jan 20, 2026

In the industry

22 y

since Apr 3, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Mutual Of Omaha Investor Services, Inc. independent RIA current
since Jan 20, 2026 · Omaha, Ne
Valic Financial Advisors, Inc. BD affiliated
Feb 17, 2021 to Nov 28, 2025 · Overland Park, Ks
Mogul Wealth Management, Inc. state registered
Oct 3, 2012 to Nov 10, 2015 · Manhattan Beach, Ca
Osaic Fa, Inc. former
Jan 18, 2011 to Aug 30, 2012 · El Segundo, Ca
Ameriprise Financial Services, LLC national BD
May 20, 2008 to Jan 24, 2011 · Los Angeles, Ca
Wamu Investments, Inc. unclassified
Jun 7, 2006 to Apr 3, 2008 · Lakewood, Ca
Morgan Stanley Dw Inc. unclassified
Apr 26, 2004 to Jan 19, 2005 · Torrance, Ca

Moves

a registration end followed by a registration begin elsewhere

Valic Financial Advisors, Inc. to Mutual Of Omaha Investor Services, Inc.
left Nov 28, 2025, registered Jan 20, 2026 (53 days) · Affiliated broker-dealer or bank to independent RIA
Mogul Wealth Management, Inc. to Valic Financial Advisors, Inc.
left Nov 10, 2015, registered Feb 17, 2021 (1926 days) · Other
Osaic Fa, Inc. to Mogul Wealth Management, Inc.
left Aug 30, 2012, registered Oct 3, 2012 (34 days) · Other
Ameriprise Financial Services, LLC to Osaic Fa, Inc.
left Jan 24, 2011, registered Jan 18, 2011 (-6 days) · Other
Wamu Investments, Inc. to Ameriprise Financial Services, LLC
left Apr 3, 2008, registered May 20, 2008 (47 days) · Other
Morgan Stanley Dw Inc. to Wamu Investments, Inc.
left Jan 19, 2005, registered Jun 7, 2006 (504 days) · Other

Signals

Derek Loudenback left Valic Financial Advisors, Inc. for Mutual Of Omaha Investor Services, Inc. (registered 2026-01-20)
Nov 28, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address