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Advisor at THE STRATEGIC FINANCIAL ALLIANCE
GREENSBORO, NC | ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC BLUEPRINT, LLC | Independent wealth | Aug 11, 2017 | n/a | yes | GREENSBORO, NC | Current employment |
| THE STRATEGIC FINANCIAL ALLIANCE | Bd affiliated wealth | May 4, 2016 | n/a | yes | ATLANTA, GA|GREENSBORO, NC | Current employment |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Jul 2, 2012 | May 11, 2016 | no | CHESTERFIELD, MO|GREENSBORO, NC | Previous registration |
| FIRST ALLIED SECURITIES, INC. | Former SEC adviser | Feb 2, 2010 | Jul 2, 2012 | no | GREENSBORO, NC | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 12, 2004 | Feb 16, 2010 | no | GREENSBORO, NC|GREENSBORO, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST ALLIED ADVISORY SERVICES, INC. | THE STRATEGIC FINANCIAL ALLIANCE | May 11, 2016 | May 4, 2016 | -7 | Firm change | Other |
| FIRST ALLIED SECURITIES, INC. | FIRST ALLIED ADVISORY SERVICES, INC. | Jul 2, 2012 | Jul 2, 2012 | 0 | Bulk transfer | Other |
| LPL FINANCIAL LLC | FIRST ALLIED SECURITIES, INC. | Feb 16, 2010 | Feb 2, 2010 | -14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 137888:126514:NC:2016-05-11 | May 11, 2016 | May 4, 2016 | GREENSBORO, NC | Firm change |