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Advisor at NOBLE FAMILY WEALTH
CLEARWATER, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NOBLE FAMILY WEALTH | Independent wealth | Oct 18, 2024 | n/a | yes | CLEARWATER, FL | Current employment |
| MERCER GLOBAL ADVISORS INC. | Independent wealth | Mar 26, 2018 | Aug 18, 2021 | no | Clearwater, FL | Previous registration |
| GFS PRIVATE WEALTH | Former SEC adviser | Sep 14, 2012 | Jul 13, 2018 | no | CLEARWATER, FL | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Feb 17, 2006 | Oct 2, 2012 | no | TAMPA, FL|ST. PETERSBURG, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 8, 1988 | Feb 24, 2006 | no | ST PETERSBURG, FL|SAINT PETERSBURG, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERCER GLOBAL ADVISORS INC. | NOBLE FAMILY WEALTH | Aug 18, 2021 | Oct 18, 2024 | 1,157 | Firm change after gap | RIA to RIA |
| GFS PRIVATE WEALTH | MERCER GLOBAL ADVISORS INC. | Jul 13, 2018 | Mar 26, 2018 | -109 | Firm change after gap | Other |
| RBC CAPITAL MARKETS, LLC | GFS PRIVATE WEALTH | Oct 2, 2012 | Sep 14, 2012 | -18 | Firm change | Ibd to new firm |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RBC CAPITAL MARKETS, LLC | Feb 24, 2006 | Feb 17, 2006 | -7 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 164467:147363:FL:2018-07-13 | Jul 13, 2018 | Mar 26, 2018 | CLEARWATER, FL | Firm change after gap |