DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• J••••• R••••

L••••• R••••••••• A•••••••institutionalRochester, Ny dual registrantIAPD 1503983

Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Jamie R••••

At current firm

5 y

since Aug 25, 2021

In the industry

42 y

since Jun 1, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Aug 4, 2025 · Rochester, Ny
L••••• R••••••••• A••••••• institutional current
since Aug 25, 2021 · Buffalo, Ny
O•••• W•••••• I••• BD affiliated
May 5, 2022 to Aug 13, 2025 · Rochester, Ny
C•••••• G•••• • C• I•• former
May 4, 2021 to May 10, 2022 · Buffalo, Ny

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to L•• F•••••••• L••
left Aug 13, 2025, registered Aug 4, 2025 (-9 days) · Affiliated broker-dealer or bank to another · moved with a team
C•••••• G•••• • C• I•• to L••••• R••••••••• A•••••••
left May 10, 2022, registered Aug 25, 2021 (-258 days) · Other · moved with a team

Signals

J•••• J••••• R•••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2025-08-04)
Aug 13, 2025 · Advisor changed firm · fact
J•••• J••••• R•••• left C•••••• G•••• • C• I•• for L••••• R••••••••• A••••••• (registered 2021-08-25)
May 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address