RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• J••• D•••••••
- S••••••••• A•••• M••••••••• I••• independent RIA currentsince Aug 23, 2024 · Chadds Ford, Pa
- C••••••• P••••••• independent RIAOct 2, 2023 to Dec 1, 2023 · Overland Park, Ks
- D•••••• • T•••••• L••••• formerJun 11, 2020 to Oct 6, 2023 · Wilmington, De
- C••••••• P••••••• to S••••••••• A•••• M••••••••• I•••left Dec 1, 2023, registered Aug 23, 2024 (266 days) · RIA to RIA
- D•••••• • T•••••• L••••• to C••••••• P•••••••left Oct 6, 2023, registered Oct 2, 2023 (-4 days) · RIA to RIA · moved with a team
- T•••••• J••• D••••••• left C••••••• P••••••• for S••••••••• A•••• M••••••••• I••• (registered 2024-08-23)Dec 1, 2023 · Advisor changed firm · fact
- T•••••• J••• D••••••• left D•••••• • T•••••• L••••• for C••••••• P••••••• (registered 2023-10-02)Oct 6, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address