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RIA / WealthAdvisor25 years in industry

JON MICHAEL GROSS

Advisor at ORDERLY FINANCE

WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:eba78759-d626-2e1d-72fb-3d55bffe3375

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ORDERLY FINANCE
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 24, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 24, 2001
First registration: Nov 4, 2002
Dual registered: no
IAPD individual key: 4090118

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ORDERLY FINANCE	Former SEC adviser	Jan 7, 2020	n/a	yes	WALNUT CREEK, CA	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 20, 2012	Jan 8, 2020	no	SAN FRANCISCO, CA\|MILL VALLEY, CA	Previous registration
CREDIT SUISSE SECURITIES (USA) LLC	Former SEC adviser	Oct 20, 2008	Sep 10, 2012	no	SAN FRANCISCO, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 25, 2006	Oct 24, 2008	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|WEEHAWKEN, NJ	Previous registration
USALLIANZ SECURITIES, INC.	n/a	Jul 20, 2004	Dec 8, 2004	no	GAINESVILLE, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 4, 2002	Jul 15, 2004	no	MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	ORDERLY FINANCE	Jan 8, 2020	Jan 7, 2020	-1	Firm change	Wirehouse to new firm
CREDIT SUISSE SECURITIES (USA) LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 10, 2012	Aug 20, 2012	-21	Firm change	Other
UBS FINANCIAL SERVICES INC.	CREDIT SUISSE SECURITIES (USA) LLC	Oct 24, 2008	Oct 20, 2008	-4	Firm change	Other
USALLIANZ SECURITIES, INC.	UBS FINANCIAL SERVICES INC.	Dec 8, 2004	Jul 25, 2006	594	Firm change after gap	Other
MORGAN STANLEY DW INC.	USALLIANZ SECURITIES, INC.	Jul 15, 2004	Jul 20, 2004	5	Firm change	Other

Relationships

Registered with (6)

→ ORDERLY FINANCERegistered adviserregistration: current employment
Jan 7, 2020 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 20, 2012 to Jan 8, 2020factForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserregistration: previous registration
Oct 20, 2008 to Sep 10, 2012factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 25, 2006 to Oct 24, 2008factForm ADV
→ USALLIANZ SECURITIES, INC.Registered adviserregistration: previous registration
Jul 20, 2004 to Dec 8, 2004factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 4, 2002 to Jul 15, 2004factForm ADV

Dated events

No dated event names this entity yet.