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Advisor at WELLS FARGO ADVISORS
Jacksonville, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Aug 3, 2023 | n/a | yes | Jacksonville, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Nov 15, 2006 | Aug 3, 2023 | no | JACKSONVILLE, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 25, 2005 | Nov 3, 2006 | no | JACKSONVILLE, FL|JACKSONVILLE, FL | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jan 12, 2005 | May 24, 2005 | no | JACKSONVILLE, FL | Previous registration |
| MCAVOY KEMP WEALTH MANAGEMENT, LLC | Former SEC adviser | Jan 8, 2004 | Aug 2, 2004 | no | COLUMBUS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Aug 3, 2023 | Aug 3, 2023 | 0 | Channel change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Nov 3, 2006 | Nov 15, 2006 | 12 | Firm change | Wirehouse to wirehouse |
| MML INVESTORS SERVICES, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 24, 2005 | Oct 25, 2005 | 154 | Firm change | Other |
| MCAVOY KEMP WEALTH MANAGEMENT, LLC | MML INVESTORS SERVICES, LLC | Aug 2, 2004 | Jan 12, 2005 | 163 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:FL:2023-07-05 | Aug 3, 2023 | Aug 3, 2023 | JACKSONVILLE, FL | Firm change |