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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

DAVID ALEXANDER DONNELLY

Advisor at LPL ENTERPRISE, LLC

CROFTON, MD

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Search this name across graphsid dfx:ria:ebb8b639-9161-1a56-0174-3e416bcbcadc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 10, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 28, 2000
First registration: Aug 10, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 4186601

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	CROFTON, MD	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Mar 29, 2022	Nov 14, 2024	no	Hunt Valley, MD\|North Bethesda, MD	Previous registration
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 10, 2016	Apr 4, 2022	no	COLUMBIA, MD\|BALTIMORE, MD\|PIKESVILLE, MD	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jan 5, 2015	Dec 31, 2016	no	COLUMBIA, MD\|BALTIMORE, MD\|PIKESVILLE, MD	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 10, 2000	Jan 14, 2015	no	COLUMBIA, MD\|ELLICOTT CITY, MD\|COLUMBIA, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
TRUIST ADVISORY SERVICES, INC.	PRUCO SECURITIES, LLC	Apr 4, 2022	Mar 29, 2022	-6	Firm change	Ibd to ibd
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Sep 10, 2016	-112	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	SUNTRUST INVESTMENT SERVICES, INC.	Jan 14, 2015	Jan 5, 2015	-9	Firm change	Other

Relationships

Registered with (5)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Mar 29, 2022 to Nov 14, 2024factForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Sep 10, 2016 to Apr 4, 2022factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 5, 2015 to Dec 31, 2016factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 10, 2000 to Jan 14, 2015factForm ADV

Dated events

Occurred
Apr 4, 2022
Advisor changed firm
David Alexander Donnelly left Truist Advisory Services, Inc. for Pruco Securities, Llc (registered 2022-03-29)
Form ADVobserved 6 days ago