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Registered advisor
D•••• A•••••••• D•••••••
Feed of 09/14/2026
At current firm
1 y
since Nov 14, 2024
In the industry
26 y
since Jun 28, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Nov 14, 2024 · Crofton, Md
- P•••• S••••••••• L•• no RAUMMar 29, 2022 to Nov 14, 2024 · Hunt Valley, Md
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 10, 2016 to Apr 4, 2022 · Columbia, Md
- S••••••• I••••••••• S•••••••• I••• formerJan 5, 2015 to Dec 31, 2016 · Columbia, Md
- A••••••••• F•••••••• S•••••••• L•• national BDAug 10, 2000 to Jan 14, 2015 · Columbia, Md
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- T••••• A••••••• S•••••••• I••• to P•••• S••••••••• L••left Apr 4, 2022, registered Mar 29, 2022 (-6 days) · Affiliated broker-dealer or bank to another
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 10, 2016 (-112 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to S••••••• I••••••••• S•••••••• I•••left Jan 14, 2015, registered Jan 5, 2015 (-9 days) · Other
Signals
- D•••• A•••••••• D••••••• left T••••• A••••••• S•••••••• I••• for P•••• S••••••••• L•• (registered 2022-03-29)Apr 4, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address