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J•••• W•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

J•••• W•••••• C•••••••

Advisor at E•••••••• S•••••••• L••

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:ec01277d-493a-be83-74b9-ba4e98ca28f7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Dec 17, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• S•••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 12, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• S•••••••• L••	State registered	Sep 11, 2017	n/a	yes	NEWPORT BEACH, CA	Current employment
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Jun 29, 2015	May 23, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• G••••• L••	E•••••••• S•••••••• L••	May 23, 2016	Sep 11, 2017	476	Firm change after gap	Other
C•••••• M•••••• I•• L••	I••••••••• F•••••••• G••••• L••	Jun 29, 2015

Relationships

Registered with (7)

→ E•••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 11, 2017 to presentfactForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Jun 29, 2015 to May 23, 2016factForm ADV
→ C•••••• M•••••• I•• L••Registered adviserregistration: previous registration
Mar 20, 2012 to Jun 29, 2015factForm ADV
→ C•••••• W••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec01277d-493a-be83-74b9-ba4e98ca28f7
First observed: Dec 17, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.