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Advisor at INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
Sugar Hill, GA | ORLANDO, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GLOBAL ASSETS ADVISORY, LLC | Independent wealth | Aug 5, 2022 | n/a | yes | Sugar Hill, GA|ORLANDO, FL | Current employment |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Bd affiliated wealth | Aug 1, 2022 | n/a | yes | Sugar Hill, GA|ORLANDO, FL | Current employment |
| MORGAN STANLEY | Wirehouse | Jul 10, 2012 | Sep 25, 2017 | no | Atlanta, GA|Atlanta, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 16, 2004 | Jul 12, 2012 | no | NEW YORK, NY|ALPHARETTA, GA|ATLANTA, GA|ALPHARETTA, GA|NEW YORK, NY|ATLANTA, GA | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | May 13, 2003 | Nov 11, 2003 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Sep 25, 2017 | Aug 1, 2022 | 1,771 | Firm change after gap | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Jul 12, 2012 | Jul 10, 2012 | -2 | Firm change | Wirehouse to wirehouse |
| SUNTRUST INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 11, 2003 | Jan 16, 2004 | 66 | Firm change | Other |