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Advisor at FISHER INVESTMENTS
PLANO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | Independent wealth | May 20, 2026 | n/a | yes | PLANO, TX | Current employment |
| NEWEDGE ADVISORS | Bd affiliated wealth | Jun 20, 2025 | Aug 1, 2025 | no | Overland Park, KS|NEW ORLEANS, LA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 13, 2015 | Jan 15, 2025 | no | INDEPENDENCE, MO|KANSAS CITY, MO|INDEPENDENCE, MO|KANSAS CITY, MO|KANSAS CITY, MO|CLAYTON, MO|KANSAS CITY, MO|KANSAS CITY, MO|KANSAS CITY, MO|KANSAS CITY, MO|KANSAS CITY, MO|KANSAS CITY, MO|OVERLAND PARK, KS|OVERLAND PARK, KS|OVERLAND PARK, KS|KANSAS CITY, MO|OVERLAND PARK, KS|OVERLAND PARK, KS|KANSAS CITY, MO|OVERLAND PARK, KS|CLAYTON, MO|Kansas City, MO|OVERLAND PARK, KS|CLAYTON, MO|OVERLAND PARK, KS|CLAYTON, MO|OVERLAND PARK, KS | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Dec 4, 2013 | Mar 6, 2015 | no | OVERLAND PARK, KS | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Jun 22, 2012 | Jul 5, 2012 | no | OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | FISHER INVESTMENTS | Aug 1, 2025 | May 20, 2026 | 292 | Firm change | Ibd to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | NEWEDGE ADVISORS | Jan 15, 2025 | Jun 20, 2025 | 156 | Firm change | Wirehouse to ibd |
| PRINCIPAL SECURITIES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 6, 2015 | Mar 13, 2015 | 7 | Firm change | Other |
| NEW ENGLAND SECURITIES CORPORATION | PRINCIPAL SECURITIES, INC. | Jul 5, 2012 | Dec 4, 2013 | 517 | Firm change after gap | Other |