DFX Intelligence

P••• G•••• T••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant33 years in industry

P••• G•••• T••••••••

Advisor at T•••••••• W•••••• I•••

OCALA, FL

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Search this name across graphsid dfx:ria:ec2d4449-ccc5-a3aa-26cd-31a600e02ba2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 28, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••••• W•••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 1, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••••• W•••••• I•••	State registered	Aug 4, 2015	n/a	yes	OCALA, FL	Current employment
T•••• S•••••••••	n/a	Feb 16, 2011	Sep 20, 2013	no	OCALA, FL\|OCALA, FL\|PLANO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• S•••••••••	T•••••••• W•••••• I•••	Sep 20, 2013	Aug 4, 2015	683	Firm change after gap	Other
B••••••••• I••••••••• A••••••• S•••••••	T•••• S•••••••••	Oct 6, 2010	Feb 16, 2011

Relationships

Registered with (6)

→ T•••••••• W•••••• I•••Registered adviserregistration: current employment
Aug 4, 2015 to presentfactForm ADV
→ T•••• S•••••••••Registered adviserregistration: previous registration
Feb 16, 2011 to Sep 20, 2013factForm ADV
→ B••••••••• I••••••••• A••••••• S•••••••Registered adviserregistration: previous registration
Dec 21, 2007 to Oct 6, 2010factForm ADV
→ A••••••••• P••••••• I••••••••• A••••••• I••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec2d4449-ccc5-a3aa-26cd-31a600e02ba2
First observed: Feb 28, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.