DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••• G•••• T••••••••

T•••••••• W•••••• I•••state registeredOcala, FlIA-onlyIAPD 1564086

Chartered Financial Consultant

Feed of 09/14/2026

At current firm

11 y

since Aug 4, 2015

In the industry

33 y

since Nov 1, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•••••••• W•••••• I••• state registered current
since Aug 4, 2015 · Ocala, Fl
T•••• S••••••••• unclassified
Feb 16, 2011 to Sep 20, 2013 · Ocala, Fl
B••••••••• I••••••••• A••••••• S••••••• former
Dec 21, 2007 to Oct 6, 2010 · Ocala, Fl
A••••••••• S••••••••• C•••• unclassified
Apr 10, 2003 to Dec 17, 2007 · Ocala, Fl
A••••••••• P••••••• I••••••••• A••••••• I•• unclassified
Jun 17, 2002 to Dec 18, 2007 · Ocala, Fl
T•• A••••••• G••••• I••• unclassified
Feb 28, 1997 to Jun 14, 2002 · Dunnellon, Fl

Moves

a registration end followed by a registration begin elsewhere

T•••• S••••••••• to T•••••••• W•••••• I•••
left Sep 20, 2013, registered Aug 4, 2015 (683 days) · Other
B••••••••• I••••••••• A••••••• S••••••• to T•••• S•••••••••
left Oct 6, 2010, registered Feb 16, 2011 (133 days) · Other
A••••••••• P••••••• I••••••••• A••••••• I•• to A••••••••• S••••••••• C••••
left Dec 18, 2007, registered Apr 10, 2003 (-1713 days) · Other
A••••••••• S••••••••• C•••• to B••••••••• I••••••••• A••••••• S•••••••
left Dec 17, 2007, registered Dec 21, 2007 (4 days) · Other
T•• A••••••• G••••• I••• to A••••••••• P••••••• I••••••••• A••••••• I••
left Jun 14, 2002, registered Jun 17, 2002 (3 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address