DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Morton Wealth Management LLC

Former SEC-registered adviserGreensboro, North CarolinaCRD 111471SEC 801-56673IAPD
Latest filing Aug 29, 2018
First filing on the tape Mar 26, 2012 · 17 filings
RAUM
$427M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$427M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$427M as of Mar 29, 2018
Mar 26, 2012$199M then
HNW client RAUM: $372M
State-registered IARs (5.B.3)5 as of Mar 29, 2018
Mar 26, 20120 then
Employees (5.A)9 as of Mar 29, 2018
Mar 25, 20136 then
Private funds: no history
RAUM +20% over the last fiscal year+10% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Aug 29, 2018; every figure names its basis
RAUM per advisor
$85.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
76derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.5MderivedHNW RAUM over HNW clients
Average account
$319,912derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
2.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+20%derivedbetween the last two annual amendments
Advisor growth, one year
+25%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, commissionsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
Custody
$224M, 343 clientsreportedItem 9.A
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$372M87%
  • Individuals$54.7M13%
  • Charitable organizations$158,7320.0%
Individual clients
130reported
HNW clients
251reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,334reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$224M for 343 clientsreported
Compensation
% of AUM, fixed, commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Henry Matthew Johnson · Member/Advisorcontrol
      since 07/2016 · owns less than 5%
    • Hendrie Steven Morton · Chief Compliance Officercontrol
      since 08/2013 · owns 75% or more
    Entity owners
    • Mwm Management Inc. · Managing Member
      direct · owns less than 5%
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Related adviser · false to true
      Mar 29, 2018 to Aug 29, 2018
    • Related broker-dealer · false to true
      Mar 29, 2018 to Aug 29, 2018
    • Accounts · 937 to 1,334
      Mar 22, 2017 to Mar 29, 2018
    • Advisory employees · 4 to 5
      Mar 22, 2017 to Mar 29, 2018
    • HNW clients · unset to 251.0
      Mar 22, 2017 to Mar 29, 2018
    • Individual clients · unset to 130.0
      Mar 22, 2017 to Mar 29, 2018
    • Assets in custody · unset to 223949561.0
      Mar 22, 2017 to Mar 29, 2018
    • Custody of client assets · false to true
      Mar 22, 2017 to Mar 29, 2018
    • Employees · 7 to 9
      Mar 22, 2017 to Mar 29, 2018
    • Financial planning clients · 0 to 1-10
      Mar 22, 2017 to Mar 29, 2018
    • State-registered IARs · 4 to 5
      Mar 22, 2017 to Mar 29, 2018
    • Other offices · unset to 1.0
      Mar 22, 2017 to Mar 29, 2018
    • Discretionary RAUM · $354M to $427M
      Mar 22, 2017 to Mar 29, 2018
    • HNW RAUM · unset to 371899950.0
      Mar 22, 2017 to Mar 29, 2018
    • Individual RAUM · unset to 54704302.0
      Mar 22, 2017 to Mar 29, 2018
    • Non-discretionary RAUM · $1.9M to $0
      Mar 22, 2017 to Mar 29, 2018
    • Pooled vehicle RAUM · unset to 0.0
      Mar 22, 2017 to Mar 29, 2018
    • RAUM · $356M to $427M
      Mar 22, 2017 to Mar 29, 2018
    • Accounts · 885 to 937
      Sep 28, 2016 to Mar 22, 2017
    • Financial planning clients · 1-10 to 0
      Sep 28, 2016 to Mar 22, 2017
    • Discretionary RAUM · $318M to $354M
      Sep 28, 2016 to Mar 22, 2017
    • Non-discretionary RAUM · $4.2M to $1.9M
      Sep 28, 2016 to Mar 22, 2017
    • RAUM · $322M to $356M
      Sep 28, 2016 to Mar 22, 2017
    • Accounts · 858 to 885
      Mar 24, 2015 to Mar 22, 2016
    • Advisory activities · 5 to 6
      Mar 24, 2015 to Mar 22, 2016
    • Discretionary RAUM · $313M to $318M
      Mar 24, 2015 to Mar 22, 2016
    • Non-discretionary RAUM · $5.4M to $4.2M
      Mar 24, 2015 to Mar 22, 2016
    • RAUM · $318M to $322M
      Mar 24, 2015 to Mar 22, 2016
    • Accounts · 807 to 858
      Dec 18, 2014 to Mar 24, 2015
    • Discretionary RAUM · $285M to $313M
      Dec 18, 2014 to Mar 24, 2015
    • RAUM · $290M to $318M
      Dec 18, 2014 to Mar 24, 2015
    • Accounts · 708 to 807
      Mar 25, 2013 to Mar 17, 2014
    • Advisory employees · 3 to 4
      Mar 25, 2013 to Mar 17, 2014
    • Employees · 6 to 7
      Mar 25, 2013 to Mar 17, 2014
    • State-registered IARs · 3 to 4
      Mar 25, 2013 to Mar 17, 2014
    • Discretionary RAUM · $226M to $285M
      Mar 25, 2013 to Mar 17, 2014
    • Non-discretionary RAUM · $5.8M to $5.4M
      Mar 25, 2013 to Mar 17, 2014
    • RAUM · $231M to $290M
      Mar 25, 2013 to Mar 17, 2014
    • Accounts · 610 to 708
      Oct 17, 2012 to Mar 25, 2013
    • Advisory employees · unset to 3.0
      Oct 17, 2012 to Mar 25, 2013
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026