DFX Intelligence

M••••••• T••••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst12 years in industry

M••••••• T••••• B•••••••••

Advisor at W•••••• A•••••••• L••

BIRMINGHAM, AL | DAYTON, OH

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Search this name across graphsid dfx:ria:ec3aa34d-3835-2967-0456-b26e57822697

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 23, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• A•••••••• L••	Independent wealth	Nov 26, 2024	n/a	yes	DAYTON, OH\|BIRMINGHAM, AL	Current employment
B••••••••• C•••••• M••••••••• I•••	Former SEC adviser	Sep 29, 2022	Mar 14, 2025	no	DAYTON, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• C•••••• M••••••••• I•••	W•••••• A•••••••• L••	Mar 14, 2025	Nov 26, 2024	-108	Firm change after gap	RIA to RIA
N•••••• A•••••••	B••••••••• C•••••• M••••••••• I•••	Jul 26, 2022	Sep 29, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
117984:115332:OH:2025-03-14	Mar 14, 2025	Nov 26, 2024	DAYTON, OH	Firm change after gap

Relationships

Registered with (6)

→ W•••••• A•••••••• L••Registered adviserregistration: current employment
Nov 26, 2024 to presentfactForm ADV
→ B••••••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 29, 2022 to Mar 14, 2025factForm ADV
→ N•••••• A•••••••Registered adviserregistration: previous registration
Nov 1, 2021 to Jul 26, 2022factForm ADV
→ M•• A••••••• F•••••••• M••••••••• I•••

Dated events

Occurred
Mar 14, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jul 26, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec3aa34d-3835-2967-0456-b26e57822697
First observed: Jan 23, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.