DFX Intelligence

T•• J••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

T•• J••• L••••••••

Advisor at K•••• A••••••• R•••••• I••••••••• M••••••••• L••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:ec84e0a7-8eae-c9b3-f5a6-4ad389878c3b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 17, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••• A••••••• R•••••• I••••••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••• A••••••• R•••••• I••••••••• M••••••••• L••	Mixed wealth	Jan 26, 2026	n/a	yes	LOS ANGELES, CA\|LOS ANGELES, CA	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Mar 14, 2023	Dec 23, 2025	no	Westlake, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	K•••• A••••••• R•••••• I••••••••• M••••••••• L••	Dec 23, 2025	Jan 26, 2026	34	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C•••••• S••••• • C••• I•••	Feb 2, 2023	Mar 14, 2023

Relationships

Registered with (3)

→ K•••• A••••••• R•••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Jan 26, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Mar 14, 2023 to Dec 23, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 17, 2019 to Feb 2, 2023factForm ADV

Dated events

Occurred
Dec 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec84e0a7-8eae-c9b3-f5a6-4ad389878c3b
First observed: Jun 17, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.