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RIA / WealthAdvisor23 years in industry

SCOTT ALLEN LERMACK

Advisor at PINE VALLEY INVESTMENTS

MARLTON, NJ

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Search this name across graphsid dfx:ria:ec8a6276-1ffb-58c1-25c2-45cbb0b18ead

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 4, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PINE VALLEY INVESTMENTS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 3, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 3, 2003
First registration: Sep 4, 2003
Dual registered: no
IAPD individual key: 4623533

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PINE VALLEY INVESTMENTS	Independent wealth	Jan 31, 2022	n/a	yes	MARLTON, NJ	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Aug 15, 2014	Nov 13, 2020	no	Philadelphia, PA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 16, 2006	Dec 24, 2009	no	MARLTON, NJ\|MARTLON, NJ	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 31, 2006	Dec 24, 2009	no	Radnor, PA\|Marlton, NJ\|Marlton, NJ	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 4, 2003	Mar 31, 2006	no	VOORHEES, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	PINE VALLEY INVESTMENTS	Nov 13, 2020	Jan 31, 2022	444	Firm change after gap	Ibd to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	ADVICE AND PLANNING SERVICES	Dec 24, 2009	Aug 15, 2014	1,695	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Dec 24, 2009	May 16, 2006	-1,318	Channel change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	TD AMERITRADE, INC.	Mar 31, 2006	Mar 31, 2006	0	Firm change	Ibd to new firm

Relationships

Registered with (5)

→ PINE VALLEY INVESTMENTSRegistered adviserregistration: current employment
Jan 31, 2022 to presentfactForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Aug 15, 2014 to Nov 13, 2020factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 16, 2006 to Dec 24, 2009factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 31, 2006 to Dec 24, 2009factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 4, 2003 to Mar 31, 2006factForm ADV

Dated events

No dated event names this entity yet.