DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 2, 2024 | n/a | yes | SAN DIEGO, CA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 18, 2013 | Oct 3, 2024 | no | SOLANA BEACH, CA|SAN DIEGO, CA|SAN DIEGO, CA|San Diego, CA|SAN DIEGO, CA|San Diego, CA|SAN DIEGO, CA|San Diego, CA | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Jul 10, 2007 | Apr 19, 2013 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Jul 10, 2007 | Apr 19, 2013 | no | San Diego, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 22, 2007 | no | LA JOLLA, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Nov 20, 2006 | Apr 2, 2007 | no | LAJOLLA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Oct 3, 2024 | Oct 2, 2024 | -1 | Firm change | Wirehouse to wirehouse |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | J.P. MORGAN SECURITIES LLC | Apr 19, 2013 | Apr 18, 2013 | -1 | Firm change | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Apr 19, 2013 | Jul 10, 2007 | -2,110 | Channel change | Other |
| MORGAN STANLEY & CO. LLC | TD AMERITRADE, INC. | Jun 22, 2007 | Jul 10, 2007 | 18 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:19616:CA:2024-10-03 | Oct 3, 2024 | Oct 2, 2024 | SAN DIEGO, CA | Firm change |