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Feed of 09/14/2026
Also filed as E••• Kenneth L••••••
At current firm
1 y
since Oct 2, 2024
In the industry
19 y
since Oct 13, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 2, 2024 · San Diego, Ca
- J••• M••••• S••••••••• L•• wirehouseApr 18, 2013 to Oct 3, 2024 · Solana Beach, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 10, 2007 to Apr 19, 2013 · San Diego, Ca
- T• A••••••••• I••• formerJul 10, 2007 to Apr 19, 2013 · San Diego, Ca
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 22, 2007 · La Jolla, Ca
- M••••• S•••••• D• I••• unclassifiedNov 20, 2006 to Apr 2, 2007 · Lajolla, Ca
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Oct 3, 2024, registered Oct 2, 2024 (-1 days) · Wirehouse to wirehouse · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to J••• M••••• S••••••••• L••left Apr 19, 2013, registered Apr 18, 2013 (-1 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Apr 19, 2013, registered Jul 10, 2007 (-2110 days) · channel change inside one enterprise, not a move
- M••••• S•••••• • C•• L•• to T• A••••••••• I•••left Jun 22, 2007, registered Jul 10, 2007 (18 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
- E••• L•••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2024-10-02)Oct 3, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address