DFX Intelligence
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Reading the graph
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Advisor at R•••••• I•••••••••
Milwaukee, WI | WAUWATOSA, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• I••••••••• | Asset manager | Jun 13, 2012 | n/a | yes | Milwaukee, WI|WAUWATOSA, WI | Current employment |
| M•••••• I••••••••• L•• | Former SEC adviser | Jan 11, 2011 | May 21, 2012 | no | LEAWOOD, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• I••••••••• L•• | R•••••• I••••••••• | May 21, 2012 | Jun 13, 2012 | 23 | Firm change | Other |
| C••••• A••••••• L•• | M•••••• I••••••••• L•• | Dec 10, 2010 | Jan 11, 2011 |
| C••••• A••••••• L•• | Former SEC adviser | Oct 20, 2008 | Dec 10, 2010 | no | OVERLAND PARK, KS | Previous registration |
| C••••• A••••••• L•• | Former SEC adviser | Apr 19, 2005 | Mar 10, 2008 | no | OVERLAND PARK, KS|OVERLAND PARK, KS | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | May 10, 2002 | Apr 8, 2005 | no | OVERLAND PARK, KS | Previous registration |
| Firm change |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | C••••• A••••••• L•• | Apr 8, 2005 | Apr 19, 2005 | 11 | Firm change | Other |