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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

NICHOLAS LUPPO

Advisor at STRATEGIC ADVISERS LLC

MANCHESTER TOWNSHIP, NJ

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Search this name across graphsid dfx:ria:ecdca9b5-1e20-fa1e-0b40-aae9179f2437

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 10, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 9, 2019
First registration: Jul 10, 2019
Dual registered: yes, broker-dealer
Other names: Nicholas Luppo|NICHOLAS JOHN LUPPO
IAPD individual key: 7065825

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Jun 8, 2026	n/a	yes	MANCHESTER TOWNSHIP, NJ	Current employment
CM CAPITAL PARTNERS	State registered	Apr 28, 2025	Apr 17, 2026	no	Manchester, NJ\|MILLSTONE TOWNSHIP, NJ	Previous registration
GILDER GAGNON HOWE & CO. LLC	Independent wealth	Oct 11, 2022	May 3, 2023	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 10, 2019	Dec 15, 2021	no	NEW YORK, NY\|EATONTOWN, NJ\|LONG BRANCH, NJ\|BRICK, NJ\|BRICK TOWNSHIP, NJ\|BRICK, NJ\|TOMS RIVER, NJ\|BRICK, NJ\|ISELIN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CM CAPITAL PARTNERS	STRATEGIC ADVISERS LLC	Apr 17, 2026	Jun 8, 2026	52	Firm change	Other
GILDER GAGNON HOWE & CO. LLC	CM CAPITAL PARTNERS	May 3, 2023	Apr 28, 2025	726	Firm change after gap	RIA to state RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	GILDER GAGNON HOWE & CO. LLC	Dec 15, 2021	Oct 11, 2022	300	Firm change	Wirehouse to RIA

Relationships

Registered with (4)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Jun 8, 2026 to presentfactForm ADV
→ CM CAPITAL PARTNERSRegistered adviserregistration: previous registration
Apr 28, 2025 to Apr 17, 2026factForm ADV
→ GILDER GAGNON HOWE & CO. LLCRegistered adviserregistration: previous registration
Oct 11, 2022 to May 3, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 10, 2019 to Dec 15, 2021factForm ADV

Dated events

Occurred
Apr 17, 2026
Advisor changed firm
Nicholas Luppo left Cm Capital Partners for Strategic Advisers Llc (registered 2026-06-08)
Form ADVobserved 6 days ago
Occurred
May 3, 2023
Advisor changed firm
Nicholas Luppo left Gilder Gagnon Howe & Co. Llc for Cm Capital Partners (registered 2025-04-28)
Form ADVobserved 6 days ago