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Advisor at SEIA
Bethlehem, PA | LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Seia | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | Bethlehem, PA|LOS ANGELES, CA | Current employment |
| CEDAR BROOK GROUP | Former SEC adviser | Apr 14, 2021 | Dec 19, 2024 | no | CLEVELAND, OH|BETHLEHEM, PA | Previous registration |
| CADARET GRANT & CO INC | Former SEC adviser | Dec 17, 2020 | Jun 17, 2024 | no | Bethlehem, PA|SYRACUSE, NY|Syracuse, NY|Syracuse, NY|SYRACUSE, NY | Previous registration |
| MERCAP ADVISORS, INC. | Former SEC adviser | Aug 11, 2015 | Dec 18, 2020 | no | PAOLI, PA | Previous registration |
| MERION WEALTH PARTNERS, LLC | Former SEC adviser | Jan 10, 2012 | Jan 5, 2016 | no | PAOLI, PA|BETHLEHEM, PA | Previous registration |
| THE STRATEGIC FINANCIAL ALLIANCE | Bd affiliated wealth | Mar 31, 2009 | Jan 10, 2012 | no | ATLANTA, GA|BETHLEHEM, PA|PALMER, PA|BETHLEHEM, PA|BETHLEHEM, PA | Previous registration |
| MARKET STREET FINANCIAL ADVISORS, LLC | n/a | Feb 24, 2004 | Aug 4, 2010 | no | BETHLEHEM, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CEDAR BROOK GROUP | Seia | Dec 19, 2024 | Jun 14, 2024 | -188 | Firm change after gap | RIA to ibd |
| CADARET GRANT & CO INC | CEDAR BROOK GROUP | Jun 17, 2024 | Apr 14, 2021 | -1,160 | Firm change after gap | Ibd to RIA |
| MERCAP ADVISORS, INC. | CADARET GRANT & CO INC | Dec 18, 2020 | Dec 17, 2020 | -1 | Firm change | Other |
| MERION WEALTH PARTNERS, LLC | MERCAP ADVISORS, INC. | Jan 5, 2016 | Aug 11, 2015 | -147 | Firm change after gap | Other |
| THE STRATEGIC FINANCIAL ALLIANCE | MERION WEALTH PARTNERS, LLC | Jan 10, 2012 | Jan 10, 2012 | 0 | Firm change | Other |
| MARKET STREET FINANCIAL ADVISORS, LLC | THE STRATEGIC FINANCIAL ALLIANCE | Aug 4, 2010 | Mar 31, 2009 | -491 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10641:290670:NY:2024-06-17 | Jun 17, 2024 | Apr 14, 2021 | SYRACUSE, NY | Firm change after gap |
| 170092:10641:PA:2020-12-18 | Dec 18, 2020 | Dec 17, 2020 | PAOLI, PA | Firm change |
| 152680:170092:PA:2016-01-05 | Jan 5, 2016 | Aug 11, 2015 | BETHLEHEM, PA | Firm change after gap |