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Advisor at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Independent wealth | Dec 12, 2023 | n/a | yes | SCOTTSDALE, AZ|SCOTTSDALE, AZ | Current employment |
| ARETE WEALTH ADVISORS, LLC | Bd affiliated wealth | Apr 20, 2023 | Dec 21, 2023 | no | Scottsdale, AZ|CHICAGO, IL | Previous registration |
| CENTER STREET ADVISORS, INC. | Former SEC adviser | Apr 8, 2015 | Jun 27, 2023 | no | SCOTTSDALE, AZ|SUPRISE, AZ|NASHVILLE, TN|SCOTTSDALE, AZ | Previous registration |
| BROOKSTONE CAPITAL MANAGEMENT LLC | Independent wealth | Jan 31, 2014 | Apr 1, 2015 | no | SCOTTSDALE, AZ|WHEATON, IL | Previous registration |
| BROOKSTONE CAPITAL MANAGEMENT LLC | Independent wealth | Mar 15, 2013 | Jan 30, 2014 | no | WHEATON, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARETE WEALTH ADVISORS, LLC | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Dec 21, 2023 | Dec 12, 2023 | -9 | Firm change | Ibd to RIA |
| CENTER STREET ADVISORS, INC. | ARETE WEALTH ADVISORS, LLC | Jun 27, 2023 | Apr 20, 2023 | -68 | Firm change after gap | RIA to ibd |
| BROOKSTONE CAPITAL MANAGEMENT LLC | CENTER STREET ADVISORS, INC. | Apr 1, 2015 | Apr 8, 2015 | 7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 141413:169329:IL:2015-04-01 | Apr 1, 2015 | Apr 8, 2015 | WHEATON, IL | Firm change |