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Advisor at MORGAN STANLEY
Palm Beach Gardens, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Mar 28, 2025 | n/a | yes | Palm Beach Gardens, FL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 25, 2024 | May 9, 2025 | no | PALM BEACH GARDENS, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 11, 2015 | Jan 31, 2024 | no | NEW YORK, NY|Palm Beach Gardens, FL|CORAL GABLES, FL | Previous registration |
| CREDIT SUISSE SECURITIES (USA) LLC | Former SEC adviser | Jan 12, 2009 | Dec 21, 2015 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | May 9, 2025 | Mar 28, 2025 | -42 | Firm change after gap | Wirehouse to wirehouse |
| CREDIT SUISSE SECURITIES (USA) LLC | UBS FINANCIAL SERVICES INC. | Dec 21, 2015 | Dec 11, 2015 | -10 | Bulk transfer | Other |