RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• B•••••• S••••
- M••••• S•••••• wirehouse currentsince Mar 28, 2025 · Palm Beach Gardens, Fl
- U•• F•••••••• S••••••• I••• wirehouseJun 25, 2024 to May 9, 2025 · Palm Beach Gardens, Fl
- U•• F•••••••• S••••••• I••• wirehouseDec 11, 2015 to Jan 31, 2024 · New York, Ny
- C••••• S••••• S••••••••• •••• L•• formerJan 12, 2009 to Dec 21, 2015 · New York, Ny
- U•• F•••••••• S••••••• I••• to M••••• S••••••left May 9, 2025, registered Mar 28, 2025 (-42 days) · Wirehouse to wirehouse
- C••••• S••••• S••••••••• •••• L•• to U•• F•••••••• S••••••• I•••left Dec 21, 2015, registered Dec 11, 2015 (-10 days) · corporate re-registration, not a move
- P•••• B•••••• S•••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2025-03-28)May 9, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address