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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Ernest Michael Bosso

Advisor at CETERA INVESTMENT ADVISERS LLC

GRESHAM, OR

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Search this name across graphsid dfx:ria:ed1a676d-6ede-0632-e372-17b14cdc6893

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 11, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 13, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 13, 2003
First registration: Jul 11, 2007
Dual registered: yes, broker-dealer
Other names: E. MICHAEL BOSSO
IAPD individual key: 4707144

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 21, 2024	n/a	yes	GRESHAM, OR	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Dec 6, 2017	Aug 4, 2020	no	Lake Oswego, OR	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Feb 28, 2012	May 1, 2017	no	PORTLAND, OR\|GREENWOOD VILLAGE, CO	Previous registration
PACIFIC WEST FINANCIAL CONSULTANTS INC	Former SEC adviser	Jul 11, 2007	Feb 28, 2012	no	RENTON, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	CETERA INVESTMENT ADVISERS LLC	Aug 4, 2020	Mar 21, 2024	1,325	Firm change after gap	Ibd to ibd
CETERA ADVISORS LLC	PRUCO SECURITIES, LLC	May 1, 2017	Dec 6, 2017	219	Firm change	Other
PACIFIC WEST FINANCIAL CONSULTANTS INC	CETERA ADVISORS LLC	Feb 28, 2012	Feb 28, 2012	0	Bulk transfer	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Mar 21, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Dec 6, 2017 to Aug 4, 2020factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Feb 28, 2012 to May 1, 2017factForm ADV
→ PACIFIC WEST FINANCIAL CONSULTANTS INCRegistered adviserregistration: previous registration
Jul 11, 2007 to Feb 28, 2012factForm ADV

Dated events

No dated event names this entity yet.