RIA Intelligence

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Mar 21, 2024 · Gresham, Or
• P•••• S••••••••• L•• no RAUM
  Dec 6, 2017 to Aug 4, 2020 · Lake Oswego, Or
• C••••• A••••••• L•• former
  Feb 28, 2012 to May 1, 2017 · Portland, Or
• P•••••• W••• F•••••••• C••••••••• I•• former
  Jul 11, 2007 to Feb 28, 2012 · Renton, Wa

• P•••• S••••••••• L•• to C••••• I••••••••• A••••••• L••
  left Aug 4, 2020, registered Mar 21, 2024 (1325 days) · Affiliated broker-dealer or bank to another
• C••••• A••••••• L•• to P•••• S••••••••• L••
  left May 1, 2017, registered Dec 6, 2017 (219 days) · Other
• P•••••• W••• F•••••••• C••••••••• I•• to C••••• A••••••• L••
  left Feb 28, 2012, registered Feb 28, 2012 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address