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Advisor at WELLS FARGO ADVISORS
CHARLOTTE, NC | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 6, 2026 | n/a | yes | ST. LOUIS, MO|CHARLOTTE, NC | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 15, 2025 | n/a | yes | CHARLOTTE, NC|CHARLOTTE, NC|CHARLOTTE, NC | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Oct 19, 2018 | Dec 14, 2024 | no | Phoenix, AZ|Phoenix, AZ|Phoenix, AZ | Previous registration |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | May 5, 2016 | Nov 13, 2017 | no | Phoenix, AZ|Phoenix, AZ|Scottsdale, AZ|Phoenix, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | WELLS FARGO ADVISORS | Dec 14, 2024 | Jan 15, 2025 | 32 | Firm change | Ibd to wirehouse |
| USAA FINANCIAL PLANNING SERVICES | CHARLES SCHWAB & CO., INC. | Nov 13, 2017 | Oct 19, 2018 | 340 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106352:5393:AZ:2017-11-13 | Nov 13, 2017 | Oct 19, 2018 | PHOENIX, AZ | Firm change |