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Advisor at PEACE OF MIND WEALTH MANAGEMENT
RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PEACE OF MIND WEALTH MANAGEMENT | Independent wealth | Dec 21, 2021 | n/a | yes | RALEIGH, NC | Current employment |
| RESEARCH FINANCIAL STRATEGIES | Independent wealth | Jan 2, 2014 | Jan 3, 2022 | no | RALEIGH, NC|ROCKVILLE, MD|RALEIGH, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RESEARCH FINANCIAL STRATEGIES | PEACE OF MIND WEALTH MANAGEMENT | Jan 3, 2022 | Dec 21, 2021 | -13 | Firm change | RIA to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 153247:317067:NC:2022-01-03 | Jan 3, 2022 | Dec 21, 2021 | RALEIGH, NC | Firm change |