This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$283MItem 5.F on the latest filing (2026-07-28); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$283M

Private client RAUM

$280MderivedItem 5.D individuals plus high net worth individuals

Private client share

99%derivedprivate client RAUM over total RAUM

Advisors on IAPD

8

RAUM per advisor

$35.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

18

Advisory employees

7

Offices

2Schedule D 1.F, beyond the principal office

Accounts

877

Individual clients

174

High net worth clients

150

SEC number

801-122681

CRD

317067

Filings on the tape

27

First filed

Oct 12, 2021

Latest filed

Jul 28, 2026

Organised

Limited Liability Company, NC

• Occurred

  Jan 3, 2022
  Team lift-out

  2 advisors left Research Financial Strategies (Raleigh, NC) for Peace OF Mind Wealth Management on the same day

  Form ADVobserved 6 days ago
  2 advisors
• Occurred

  Oct 12, 2021
  First Form ADV filing

  Pom Investment Strategies, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:bcea51e9-a609-b7f3-abdd-0b33bc15847c

First observed

Oct 12, 2021

Last observed

Jul 28, 2026 55 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.