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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Ally Moti

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FORT WORTH, TX

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Search this name across graphsid dfx:ria:ed8d581f-4f66-8cb1-ebf8-4a4fe82c3ed7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 15, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Nov 28, 2017
First registration: Mar 15, 2019
Dual registered: yes, broker-dealer
Other names: ALLY MEHDI MOTI
IAPD individual key: 6864980

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 13, 2024	n/a	yes	FORT WORTH, TX	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Mar 22, 2023	May 10, 2024	no	Fort Worth, TX	Previous registration
FISHER INVESTMENTS	Independent wealth	Sep 16, 2021	Mar 3, 2023	no	PLANO, TX\|PLANO, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 15, 2019	Sep 10, 2021	no	Southlake, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 15, 2019	Sep 10, 2021	no	Westlake, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 10, 2024	Jun 13, 2024	34	Firm change	Wirehouse to wirehouse
FISHER INVESTMENTS	J.P. MORGAN SECURITIES LLC	Mar 3, 2023	Mar 22, 2023	19	Firm change	RIA to wirehouse
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Sep 10, 2021	Mar 15, 2019	-910	Channel change	Other
TD AMERITRADE, INC.	FISHER INVESTMENTS	Sep 10, 2021	Sep 16, 2021	6	Firm change	Other

Relationships

Registered with (5)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Jun 13, 2024 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Mar 22, 2023 to May 10, 2024factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Sep 16, 2021 to Mar 3, 2023factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 15, 2019 to Sep 10, 2021factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 15, 2019 to Sep 10, 2021factForm ADV

Dated events

Occurred
May 10, 2024
Advisor changed firm
Ally Moti left J.P. Morgan Securities Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-06-13)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2023
Advisor changed firm
Ally Moti left Fisher Investments for J.P. Morgan Securities Llc (registered 2023-03-22)
Form ADVobserved 5 days ago