DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B•••• T•••• W••••• M••••••••• L••
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B•••• T•••• W••••• M••••••••• L•• | Mixed wealth | Dec 23, 2020 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| B•••• T•••• I••••••••• S••••••• | Former SEC adviser | Aug 9, 2019 | Dec 26, 2020 | no | MADISON, WI|INDIANAPOLIS, IN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•••• T•••• I••••••••• S••••••• | B•••• T•••• W••••• M••••••••• L•• | Dec 26, 2020 | Dec 23, 2020 | -3 | Firm change | Other |
| S•••••••• A•••••••• L•• | B•••• T•••• I••••••••• S••••••• | Jan 17, 2019 | Aug 9, 2019 |
| S•••••••• A•••••••• L•• | Bd affiliated wealth | Oct 19, 2017 | Jan 17, 2019 | no | MIAMI, FL | Previous registration |
| C••• S••••••••• C••••••••• | Former SEC adviser | Feb 4, 2009 | Feb 19, 2013 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN | Previous registration |
| 204 |
| Firm change |
| Other |
| C••• S••••••••• C••••••••• | S•••••••• A•••••••• L•• | Feb 19, 2013 | Oct 19, 2017 | 1,703 | Firm change after gap | Other |