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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

Gregory Wade Gobble

Advisor at OSAIC INSTITUTIONS, INC.

Creve Coeur, MO

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Search this name across graphsid dfx:ria:edb2d313-6a33-b6e6-27a6-9bf13d4b5b3d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 0
On other graphs: 0
Observed: Oct 19, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC INSTITUTIONS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 6, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 13
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 6, 1990
First registration: Oct 19, 2001
Dual registered: yes, broker-dealer
Other names: GREG GOBBLE
IAPD individual key: 2056181

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Mar 23, 2020	n/a	yes	Creve Coeur, MO	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 18, 2019	Apr 2, 2020	no	ST. LOUIS, MO\|ST. LOUIS, MO\|PALATINE, IL	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Jun 12, 2018	Dec 16, 2019	no	O'Fallon, IL\|WAVERLY, IA	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	May 4, 2018	May 23, 2018	no	SWANSEA, IL	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Oct 30, 2017	Apr 30, 2018	no	COLLINSVILLE, IL	Previous registration
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Feb 3, 2017	Oct 30, 2017	no	Alton, IL\|SAN ANTONIO, TX\|KANSAS CITY, MO\|Downers Grove, IL	Previous registration
FIRST BROKERAGE AMERICA, L.L.C.	n/a	May 4, 2012	Jan 31, 2017	no	SWANSEA, IL\|COLUMBIA, IL\|RED BUD, IL\|BREESE, IL\|BELLEVILLE, IL\|OFALLON, IL\|VALMEYER, IL	Previous registration
MOLONEY SECURITIES CO., INC.	Former SEC adviser	Oct 3, 2011	Mar 2, 2012	no	EDWARDSVILLE, IL\|MANCHESTER, MO	Previous registration
ALTON CAPITAL MANAGEMENT, INC.	Former SEC adviser	Jun 15, 2011	Oct 14, 2011	no	ALTON, IL	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jan 3, 2011	May 25, 2011	no	BELLEVILLE, IL\|O'FALLON, IL\|WATERLOO, IL\|COLLINSVILLE, IL\|EDWARDSVILLE, IL	Previous registration
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Bd affiliated wealth	Oct 18, 2010	Dec 15, 2010	no	EDWARDSVILLE, IL\|EDWARDSVILLE, IL\|Cedar Rapids, IA	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Dec 6, 2005	Nov 10, 2010	no	OLNEY, IL\|EDWARDSVILLE, IL\|EDWARDSVILLE, IL	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Jun 4, 2003	Dec 6, 2005	no	COLLINSVILLE, IL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 19, 2001	Jun 3, 2003	no	ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	OSAIC INSTITUTIONS, INC.	Apr 2, 2020	Mar 23, 2020	-10	Firm change	Ibd to ibd
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	Dec 16, 2019	Dec 18, 2019	2	Firm change	Ibd to ibd
PRUCO SECURITIES, LLC	CUNA BROKERAGE SERVICES, INC.	May 23, 2018	Jun 12, 2018	20	Firm change	Ibd to RIA
CETERA INVESTMENT ADVISERS LLC	PRUCO SECURITIES, LLC	Apr 30, 2018	May 4, 2018	4	Firm change	Ibd to ibd
INVESTMENT PROFESSIONALS, INC.	CETERA INVESTMENT ADVISERS LLC	Oct 30, 2017	Oct 30, 2017	0	Firm change	Other
FIRST BROKERAGE AMERICA, L.L.C.	INVESTMENT PROFESSIONALS, INC.	Jan 31, 2017	Feb 3, 2017	3	Firm change	Other
MOLONEY SECURITIES CO., INC.	FIRST BROKERAGE AMERICA, L.L.C.	Mar 2, 2012	May 4, 2012	63	Firm change	Other
ALTON CAPITAL MANAGEMENT, INC.	MOLONEY SECURITIES CO., INC.	Oct 14, 2011	Oct 3, 2011	-11	Firm change	Other
PNC WEALTH MANAGEMENT	ALTON CAPITAL MANAGEMENT, INC.	May 25, 2011	Jun 15, 2011	21	Firm change	Other
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	PNC WEALTH MANAGEMENT	Dec 15, 2010	Jan 3, 2011	19	Firm change	Other
SII INVESTMENTS, INC.	BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Nov 10, 2010	Oct 18, 2010	-23	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	SII INVESTMENTS, INC.	Dec 6, 2005	Dec 6, 2005	0	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	UVEST FINANCIAL SERVICES GROUP, INC.	Jun 3, 2003	Jun 4, 2003	1	Firm change	Other

Relationships

Registered with (14)

→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: current employment
Mar 23, 2020 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 18, 2019 to Apr 2, 2020factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jun 12, 2018 to Dec 16, 2019factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
May 4, 2018 to May 23, 2018factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Oct 30, 2017 to Apr 30, 2018factForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Feb 3, 2017 to Oct 30, 2017factForm ADV
→ FIRST BROKERAGE AMERICA, L.L.C.Registered adviserregistration: previous registration
May 4, 2012 to Jan 31, 2017factForm ADV
→ MOLONEY SECURITIES CO., INC.Registered adviserregistration: previous registration
Oct 3, 2011 to Mar 2, 2012factForm ADV
→ ALTON CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 15, 2011 to Oct 14, 2011factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 3, 2011 to May 25, 2011factForm ADV
→ BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 18, 2010 to Dec 15, 2010factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Dec 6, 2005 to Nov 10, 2010factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Jun 4, 2003 to Dec 6, 2005factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Oct 19, 2001 to Jun 3, 2003factForm ADV

Dated events

No dated event names this entity yet.