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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

THOMAS THEODORE GERARDI

Advisor at SYNERGY INVESTMENT MANAGEMENT LLC

The Villages, FL | Ocala, FL | ALTAMONTE SPRINGS, FL

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Search this name across graphsid dfx:ria:edc6446c-b346-d66c-9c50-e01d3685bc83

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 26, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SYNERGY INVESTMENT MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 8, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 8, 2007
First registration: Nov 26, 2007
Dual registered: yes, broker-dealer
Other names: TOM GERARDI|THOMAS GERARDI
IAPD individual key: 5239624

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SYNERGY INVESTMENT MANAGEMENT LLC	Independent wealth	Aug 29, 2025	n/a	yes	ALTAMONTE SPRINGS, FL\|The Villages, FL\|Ocala, FL	Current employment
CETERA ADVISORS LLC	Former SEC adviser	Mar 8, 2017	Dec 12, 2019	no	THE VILLAGES, FL	Previous registration
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Aug 17, 2016	Mar 9, 2017	no	OCALA, FL\|DUNNELLON, FL\|OCALA, FL\|OCALA, FL	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Sep 24, 2012	Dec 31, 2016	no	OCALA, FL\|OCALA, FL\|DUNNELLON, FL\|OCALA, FL\|GAINESVILLE, FL\|NEWBERRY, FL	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Mar 29, 2011	Sep 21, 2012	no	EUSTIS, FL\|TALLAHASSEE, FL\|CHARLOTTE, NC\|SUMMERFIELD, FL\|SILVER SPRINGS, FL\|SILVER SPRINGS, FL\|OCALA, FL	Previous registration
EDWARD JONES	National bd RIA	Nov 26, 2007	Mar 8, 2011	no	OCALA, FL\|ST LOUIS, MO\|WILDWOOD, FL\|OCALA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISORS LLC	SYNERGY INVESTMENT MANAGEMENT LLC	Dec 12, 2019	Aug 29, 2025	2,087	Firm change after gap	Ibd to RIA
TRUIST ADVISORY SERVICES, INC.	CETERA ADVISORS LLC	Mar 9, 2017	Mar 8, 2017	-1	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Aug 17, 2016	-136	Bulk transfer	Other
BB&T INVESTMENT SERVICES, INC.	SUNTRUST INVESTMENT SERVICES, INC.	Sep 21, 2012	Sep 24, 2012	3	Firm change	Other
EDWARD JONES	BB&T INVESTMENT SERVICES, INC.	Mar 8, 2011	Mar 29, 2011	21	Firm change	Ibd to new firm

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
10299:305961:FL:2019-12-12	Dec 12, 2019	Aug 29, 2025	THE VILLAGES, FL	Firm change after gap

Relationships

Registered with (6)

→ SYNERGY INVESTMENT MANAGEMENT LLCRegistered adviserregistration: current employment
Aug 29, 2025 to presentfactForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Mar 8, 2017 to Dec 12, 2019factForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Aug 17, 2016 to Mar 9, 2017factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Sep 24, 2012 to Dec 31, 2016factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 29, 2011 to Sep 21, 2012factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Nov 26, 2007 to Mar 8, 2011factForm ADV

Dated events

No dated event names this entity yet.