RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• T••••••• G••••••
- S•••••• I••••••••• M••••••••• L•• independent RIA currentsince Aug 29, 2025 · Altamonte Springs, Fl
- C••••• A••••••• L•• formerMar 8, 2017 to Dec 12, 2019 · The Villages, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedAug 17, 2016 to Mar 9, 2017 · Ocala, Fl
- S••••••• I••••••••• S•••••••• I••• formerSep 24, 2012 to Dec 31, 2016 · Ocala, Fl
- B••• I••••••••• S•••••••• I••• formerMar 29, 2011 to Sep 21, 2012 · Eustis, Fl
- E••••• J•••• national BDNov 26, 2007 to Mar 8, 2011 · Ocala, Fl
- C••••• A••••••• L•• to S•••••• I••••••••• M••••••••• L••left Dec 12, 2019, registered Aug 29, 2025 (2087 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- T••••• A••••••• S•••••••• I••• to C••••• A••••••• L••left Mar 9, 2017, registered Mar 8, 2017 (-1 days) · Other
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Aug 17, 2016 (-136 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Sep 21, 2012, registered Sep 24, 2012 (3 days) · Other
- E••••• J•••• to B••• I••••••••• S•••••••• I•••left Mar 8, 2011, registered Mar 29, 2011 (21 days) · Affiliated broker-dealer or bank to a newly registered adviser
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address