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L••••• M•••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

L••••• M•••• F••••••

Advisor at A•••• F••••••••• L••

SAN FRANCISCO, CA | Monument, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:edda2172-9464-1ac8-719a-877271a14e97

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 1, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 28, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• F••••••••• L••	Independent wealth	Jul 1, 2020	n/a	yes	Monument, CO\|SAN FRANCISCO, CA	Current employment
B••• F•••••••• G••••	Independent wealth	Oct 13, 2017	Jun 19, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••• F•••••••• G••••	A•••• F••••••••• L••	Jun 19, 2020	Jul 1, 2020	12	Firm change	RIA to new firm
A••••••••• F•••••••• S•••••••• L••	B••• F•••••••• G••••	Oct 23, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
289889:308290:CA:2020-06-19	Jun 19, 2020	Jul 1, 2020	SAN FRANCISCO, CA	Firm change
6363:289889:CA:2017-10-17	Oct 23, 2017	Oct 13, 2017	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (4)

→ A•••• F••••••••• L••Registered adviserregistration: current employment
Jul 1, 2020 to presentfactForm ADV
→ B••• F•••••••• G••••Registered adviserregistration: previous registration
Oct 13, 2017 to Jun 19, 2020factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 23, 2017 to Oct 23, 2017factForm ADV
→ T• R••• P•••• A••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:edda2172-9464-1ac8-719a-877271a14e97
First observed: Apr 1, 2014
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.