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RIA / WealthAdvisorCertified Financial Planner12 years in industry

Katherine Jane Gillette

Advisor at ASHTON THOMAS PRIVATE WEALTH

Helena, MT | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:edeb9557-c467-2d70-6647-93ec9f7aadf5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Feb 11, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASHTON THOMAS PRIVATE WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65
First exam: Nov 7, 2019
First registration: Feb 11, 2020
Dual registered: no
Other names: Kate Gillette|Kate Godinez|Katherine Godinez
IAPD individual key: 7081883

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASHTON THOMAS PRIVATE WEALTH	Independent wealth	Apr 29, 2026	n/a	yes	SCOTTSDALE, AZ\|Helena, MT	Current employment
THE AMERIFLEX GROUP	Bd affiliated wealth	Aug 19, 2025	Jan 9, 2026	no	Helena, MT	Previous registration
MONETA GROUP INVESTMENT ADVISORS, LLC	Independent wealth	Mar 31, 2023	Jul 16, 2025	no	Helena, MT\|ST. LOUIS, MO\|Denver, CO	Previous registration
WIPFLI FINANCIAL ADVISORS, LLC	Former SEC adviser	Nov 4, 2021	Jun 29, 2022	no	MILWAUKEE, WI\|HELENA, MT	Previous registration
IWP WEALTH MANAGEMENT LLC	Former SEC adviser	Feb 11, 2020	Oct 22, 2021	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE AMERIFLEX GROUP	ASHTON THOMAS PRIVATE WEALTH	Jan 9, 2026	Apr 29, 2026	110	Firm change	Ibd to RIA
MONETA GROUP INVESTMENT ADVISORS, LLC	THE AMERIFLEX GROUP	Jul 16, 2025	Aug 19, 2025	34	Firm change	RIA to ibd
WIPFLI FINANCIAL ADVISORS, LLC	MONETA GROUP INVESTMENT ADVISORS, LLC	Jun 29, 2022	Mar 31, 2023	275	Firm change	RIA to RIA
IWP WEALTH MANAGEMENT LLC	WIPFLI FINANCIAL ADVISORS, LLC	Oct 22, 2021	Nov 4, 2021	13	Firm change	RIA to RIA

Relationships

Registered with (5)

→ ASHTON THOMAS PRIVATE WEALTHRegistered adviserregistration: current employment
Apr 29, 2026 to presentfactForm ADV
→ THE AMERIFLEX GROUPRegistered adviserregistration: previous registration
Aug 19, 2025 to Jan 9, 2026factForm ADV
→ MONETA GROUP INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 31, 2023 to Jul 16, 2025factForm ADV
→ WIPFLI FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 4, 2021 to Jun 29, 2022factForm ADV
→ IWP WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Feb 11, 2020 to Oct 22, 2021factForm ADV

Dated events

Occurred
Jan 9, 2026
Advisor changed firm
Katherine Jane Gillette left The Ameriflex Group for Ashton Thomas Private Wealth (registered 2026-04-29)
Form ADVobserved 6 days ago
Occurred
Jul 16, 2025
Advisor changed firm
Katherine Jane Gillette left Moneta Group Investment Advisors, Llc for The Ameriflex Group (registered 2025-08-19)
Form ADVobserved 6 days ago
Occurred
Jun 29, 2022
Advisor changed firm
Katherine Jane Gillette left Wipfli Financial Advisors, Llc for Moneta Group Investment Advisors, Llc (registered 2023-03-31)
Form ADVobserved 6 days ago